Securities Arbitration

Businessmen shaking hands. McCanliss & Early securities arbitration practice.

Securities Arbitration

The firm’s securities arbitration practice consists of representation of individual investors, registered representatives and brokerage firms in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). The firm also represents registered representatives and brokerage firms in regulatory actions and enforcement actions instituted by the Securities and Exchange Commission, FINRA and state securities agencies.